Regulation

Our Appointed Representative service enables advisory businesses to conduct regulated activity in the UK under Time Partners’ FCA authorisation, without the cost and time of obtaining their own. Appointed Representatives advise professional clients and eligible counterparties on investments, fund structuring, corporate finance and capital raising, while Time Partners manages all FCA reporting and communication and bears the regulatory capital, audit and FCA fee requirements.

Our AR team has deep operational and compliance experience across investment management and private markets, providing proportionate oversight through monthly reporting, financial promotion approval and an annual on-site review.  The team formerly held CFO/COO roles in asset management firms and have a wealth of expertise in operating businesses similar to our clients. 

Appointed Representatives also benefit from access to the wider Time Partners platform, including our network, events and introductions to business opportunities.

Team

  • Alan Haig

    Head of AR Services

  • Yasmin Chelsea

    Compliance Lead

  • Briana Tabone

    Business & Research Analyst

  • David Lashbrook

    Chief Operating Officer

Get in touch about our Appointed Representative Services